EMIR & SFTR
Delegated Reg Reporting

Reduce operational risk through automated reconciliation of reportable asset classes to trade repositories.

Effective delegated reporting

Complex new regimes and regulatory obligations can be a burden on your team. Simple to set up and cost-effective to maintain, EMIR & SFTR Delegated Reporting Reconciliation can save valuable time and resources.

Many clients will use delegated trade reporting services offered by their counterparties to report trades to the various Trade Repositories. While this can be a quick and cost-effective choice, it does not absolve fund managers from the responsibility of ensuring their trades are reported accurately and to regulatory standards.

C3’s powerful workflow rule engine can be easily deployed to validate specific data points targeted by the regulators. And with an operational background and extensive sector experience, we’ll help you follow regulatory best practices by choosing from the following services available across both EMIR and SFTR.

• Automated Reconciliation between your PMS and the Trade Repositories
• Automated Data Quality Checks on the delegated reporting counterparty submissions
• Operational support to review exceptions and provide root cause analysis and resolution.

Single-view multi-asset management

Our Delegated Reporting services connect to your internal systems and active Trade Repositories, collecting all the relevant data on your behalf and bringing it into the C3 Post Trade Platform.

Data exceptions are presented in a simple, easy-to-use dashboard that enables busy operations managers to see how their delegated reporting solution functions or assess how much remediation work is required. The dashboard provides access via a single click to the transaction details for analysis and resolution.

Compliance and operation friendly

EMIR & SFTR solutions provide Operations and Compliance users with the tools required to fulfill
their regulatory obligations.

• Ensure all of your transactions have been accurately reported to the trade repository with our Reconciliation Service.
• Configure Data Quality Checks to meet the guidelines set by each regulator, and easily update in response to new communications.
• Outsource operations to supplement your existing resources and ensure exceptions are reviewed and actioned promptly.

The EMIR REFIT requires firms to ensure report submissions are accurate. Errors are the responsibility of the company, not the delegated reporting party.